Investment Compliance Analyst

Salary/Rate:£60,000 - £75,000
Job type:Perm
Town/City:London
County:London
Specialism:Investments
Job ref:R547/JNN
Post Date:30. 05. 2023
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About the Role

A reputable Investment company in London is looking for an Investment Compliance Analyst. The successful candidate will be responsible for monitoring the company's compliance with FCA regulations in relation to its investment activities.

Responsibilities:

  • Monitor the company's compliance with FCA regulations in relation to investment activities.
  • Assist in conducting internal compliance audits and report findings.
  • Prepare and present compliance reports to management.
  • Stay updated on regulatory changes within the investment industry.
  • Assist in the implementation of compliance training programs.

Requirements:

  • Minimum of 2 years of experience in a compliance role within the investment industry.
  • Understanding of FCA regulations.
  • Strong analytical and problem-solving skills.
  • A relevant degree or professional qualification is desirable.

Benefits:

  • Salary range from £60,000 to £75,000 per annum.
  • Performance-based bonus.
  • Company benefits including health insurance.
  • Generous pension scheme.
  • 24 days of annual leave.
  • Opportunities for professional development.

To apply, please submit your CV and cover letter, detailing your relevant experience and qualifications.

Only shortlisted candidates will be contacted for an interview.

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